Risk and Compliance Manager

Southampton, Hampshire
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Do you have legal compliance experience and are looking for an exciting role as a Risk and Compliance Manager? Have you had a legal career and are looking for something a bit different and a new challenge? Then this exciting opportunity could be the role for you!

Our fantastic client in Farnborough is looking for someone to come and join the team as a Risk and Compliance Manager. This is an exciting, hands on role on a driven and friendly team. The ideal candidate would be someone who can provide a best-in-class internal risk and compliance function who has great SRA and FCA compliance model experience.

This role is fully office based and a permanent position based in Farnborough working 9-5:30pm. The salary on offer is between £70,000-£80,000 DOE.

What will I be doing in the Risk and Compliance Manager role?

* Risk and compliance management with knowledge of SRA and FCA compliance models

* Review, monitoring and updates of firm’s policies & procedures

* Providing a best in class internal risk and compliance function

* Performance of the day to day tasks delegated by the COLP, COFA, DPO, Complaints / Claims officer and MLRO.

* Assisting staff with conduct questions (e.g. conflicts) and reporting

* Assisting staff with Anti Money Laundering questions and reporting

* Complaints and claims risk management

* Practicing certificate renewals

* Performance of file verifications and associated follow ups

* Compliance record keeping, monitoring and reporting

* Running new starter compliance sessions and embedding good practice

* Creation and delivery of bespoke compliance training for staff

* Compliance audits and General compliance awareness activities.

What skills and experience is needed for the Risk and Compliance Manager role.

* 5 years experience in legal or financial services risk and compliance management

* Risk or compliance based qualification

* Up to date knowledge of risk and compliance requirements in the legal profession

* Great communication skills

* Fantastic attention to detail

Benefits for this fantastic role include:

* 25 Days holiday

* Bonus scheme

* Pension – up to 5%

* Access to online employee discount platform

* Sociable team including month end drinks

* Life assurance

* Healthcare benefits including online GP access

* Annual service awards

* Employee Assistance programme

Does this Risk and Compliance Manager role seem like the perfect role for you? Then please do APPLY NOW

Job Info
CV-Library logo
Job Title:
Risk and Compliance Manager
Company:
CV-Library
Location:
Southampton, Hampshire
Salary:
£70000 - £80000 Per annum
Posted:
Dec 6th 2024
Closes:
Jan 6th 2025
Sector:
Legal
Contract:
Permanent
Hours:
Full Time
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