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Company bonus

* Holiday - 25 days + bank holidays

* Smart Pension scheme

* Phantom share scheme

* Private Medical Insurance

* Salary sacrifice scheme

* Life assurance

The Burford Recruitment Company is proud to partner with our client, a prestigious financial services business in Witney, Oxfordshire, in seeking a skilled and experienced Senior Compliance Assistant. This is an exciting opportunity for a highly motivated professional to play a key role in ensuring that the business complies with regulatory requirements and internal policies in the retail financial services sector.

Key Responsibilities:

* Assist the Compliance Officer in maintaining effective systems and internal controls to mitigate risks such as client losses, errors, irregularities, or fraud.

* Monitor business operations to identify weaknesses in internal controls, ensuring prompt remedial action is taken.

* Keep track of legislative changes and ensure compliance with all regulatory regimes.

* Assist in identifying, investigating, and resolving rule breaches and ensure compliance with reporting requirements.

* Provide advice and coaching to employees to support process improvements that align with regulatory standards.

* Coordinate the handling of client complaints and contribute to the development of internal systems to meet regulatory obligations.

* Conduct an annual review of the Business Continuity Plan (BCP).

* Contribute to updating the Procedures Manual and recommend improvements to systems and procedures.

* Retain a record of Continuing Professional Development (CPD) and attend relevant working groups.

* Ensure compliance with FCA regulations, Anti Money Laundering requirements, and data protection policies.

Skills and Knowledge Requirements:

* Minimum 4 years of experience in a compliance role within the financial services industry

* A strong understanding of FCA regulations, UCITS, and AIFMD regulations.

* Knowledge of Risk-Based Compliance Monitoring and FCA Training and Competency rules.

* Ideally educated to degree level, with a relevant industry qualification such as CISI Investment Operations Certificate (IOC) or equivalent. Strong industry experience will also be considered.

* Strong regulatory awareness and the ability to work under pressure.

Please note: This is a fully office based role and you will need to live within a commutable distance to Witney, Oxfordshire (OX28)

This is a fantastic opportunity for an experienced compliance professional to further develop their career in a fast-paced, dynamic environment. Apply today to become a key player in ensuring regulatory excellence within this leading financial services organisation