Compliance Officer

Penarth, Vale of Glamorgan
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Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team.

Key Responsibilities:

Conduct regular compliance monitoring activities to ensure adherence to regulatory frameworks, including FCA, PRA, and AML requirements.
Review, assess, and report on internal controls, policies, and procedures.
Identify and escalate potential compliance risks and breaches.
Provide recommendations for corrective actions and continuous improvement.
Support in regulatory reporting and submissions.
Collaborate with various departments to maintain a strong compliance culture.
Stay up-to-date with evolving regulations and compliance best practices.
Assist in delivering compliance training and awareness programs to staff.Key Requirements:

Proven experience as a Compliance Officer within financial services, with a focus on monitoring activities.
Strong understanding of UK financial regulations, including AML, FCA, and PRA standards.
Ability to interpret complex regulatory frameworks and translate them into actionable compliance practices.
Excellent attention to detail and analytical skills.
Strong communication skills with the ability to interact effectively with stakeholders at all levels.
Relevant compliance qualifications (e.g., ICA, CISI, or similar) are highly desirable.Why Join Us?

Opportunity to work with a leading financial services organisation.
A supportive and collaborative work environment.
Continuous professional development and career progression opportunities.
Competitive salary and benefits package.If you're ready to make a significant impact in a fast-paced environment and help drive a culture of compliance, we would love to hear from you

Job Info
CV-Library logo
Job Title:
Compliance Officer
Company:
CV-Library
Location:
Penarth, Vale of Glamorgan
Salary:
£35000 - £40000 Per annum
Posted:
Sep 17th 2024
Closes:
Oct 18th 2024
Sector:
Accounting, Financial & Insurance
Contract:
Permanent
Hours:
Full Time
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